Form 144

Results: 602



#Item
221Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 06:18:56
222Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-08-14 06:22:49
223Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 06:19:21
224Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 06:18:24
225Financial regulation / Securities Exchange Act / Federal Rules of Civil Procedure / SEC filings / Financial economics / Economy of the United States / Stock market / Regulation S-X / Form 144 / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

BATS EXCHANGE, INC. RULES OF BATS EXCHANGE, INC. (Updated as of October 16, 2014)

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-10-27 16:41:30
226Primary dealers / Financial markets / Financial regulation / Short / Short selling / Form 144 / Securities Act / Hedge / Merrill Lynch / Financial economics / Investment / Finance

Incoming Letter: Bank of America Merrill Lynch Request for Rule 144 Interpretive Guidance

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Source URL: www.sec.gov

Language: English - Date: 2011-12-02 14:42:21
22773rd United States Congress / United States Securities and Exchange Commission / Dow Jones Industrial Average / JPMorgan Chase / Security / Securities Act / Bear Stearns / Financial adviser / Form 144 / Investment / Financial economics / United States securities law

March 17,2008 Meredith B. Cross Securities Act of 1933, Section 5; Rule 144

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Source URL: www.sec.gov

Language: English - Date: 2008-03-18 16:54:52
228Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Accredited Business Consolidators Corp.

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Source URL: edgar.sec.gov

Language: English - Date: 2014-07-31 09:03:54
229Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 5, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: edgar.sec.gov

Language: English - Date: 2014-06-05 08:41:08
23073rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 25, 2014

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Source URL: edgar.sec.gov

Language: English - Date: 2014-06-25 06:41:50
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